Commodity futures trading home study course
Each firm may adopt a training plan to suit its needs. NFA-member firms must provide appropriate employees with Cybersecurity training upon hiring and periodically thereafter. Certain non-competitive transactions that have been approved by the CFTC may be executed in accordance with exchange rules. The Customer Protection rule requires Futures Commission Merchants to provide annual training to all relevant officers and employees. This program is designed to provide the employees of Financial Institutions employees with training required by the Identity Theft Red Flag Rules.
This program examines trading practices that are violations of Commodity Futures Trading Commission or Exchange rules. Cybersecurity Training NFA-member firms must provide appropriate employees with Cybersecurity training upon hiring and periodically thereafter.
Non-Competitive Trading Training Certain non-competitive transactions that have been approved by the CFTC may be executed in accordance with exchange rules. We securely deliver engaging, interactive courses online, provide certificates of completion and archive records for on-demand retrieval.
With a firm portal, your employees can access a secure location and manage their own training requirements. Our courses are written by industry experts and have passed regulatory muster for more than 20 years.
All our courses are economically priced and volume corporate discount pricing is available. Call us at or for a quote. Futures Exam Study Courses. Includes two practices final exams and requires hours of study. Series 30 prep for branch managers with two practice final exams.
Requires hours of study. Series 31 prep for Series 7 registrants who want to sell managed futures. Includes two practice final exams, requires hours of study. See what else Exchange Analytics has to offer. Fill out my online form. Mark your compliance calendar for May 11!